Compliance & Risk Advisory

Years of effort can unravel overnight if rules are missed. Strong compliance starts with clear rules, reliable controls, and swift, fair action when issues arise. Our risk and compliance advisory team helps you build a simple, robust framework that fits your size, sector, and goals. We map your key laws and codes, define who does what, and set review dates that keep controls fresh. Risks, policies, and controls sit in one place, so leaders can see gaps and act fast. For boards that want a full view, we join meetings, explain options in plain words, and outline clear steps to address weaknesses. If you need wider support, our corporate governance risk and compliance advisory service links board practice, conduct, and controls into one plan that stands up to review.

Governance, Policy, and Control Foundations

We offer a practical framework including a code of conduct, key policies, and named control owners. Along with this, mapped laws, defined goals, review dates, and a short handbook strengthen your governance.

Risk Assessment and Register Build

Risks are listed, scored, and linked to controls, tests, and owners, with heat maps and trigger points.

Compliance Monitoring and Regulatory Support

A test plan keeps pace with new rules, logs results, and builds a clean audit trail.

Enterprise Risk Management & Operating Model

Risk appetite, roles, committees, dashboards, and escalation rules are aligned in one cycle.

Operational Resilience, Crisis & Continuity

Service mapping, scenario tests, playbooks, supplier/IT links, and recovery time reviews support you in times of crisis.

Controls Optimisation & Process Mapping

Gaps and overlaps are mapped, low-value checks are streamlined, and automation and improvements are embedded.

Consumer Redress & Remediation

For consumer redress, we offer fixes with plain-language letters, calculators and case tools. QA, MI, and independent testing are other ways of providing remediation to customers.

Sarbanes-Oxley (SOX) Readiness & Testing

We scope SOX controls, run walkthroughs and test scripts, fix findings, and track status on dashboards.

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    Build a compliance framework that gives your board clarity and your team confidence.

    Start with a tailored risk advisory plan today.
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    How Do Our Services Benefit You?

    01.
    Strong Protection from Risk
    01.
    Strong Protection from Risk

    Issues are prioritised by risk, actions have clear deadlines, and you gain a clean trail that stands up to review. Laws, licences, and regulatory changes are mapped directly to your policies, so you know exactly what applies and nothing slips through.

    02.
    Clearer Ownership and Fewer Errors
    02.
    Clearer Ownership and Fewer Errors

    We design frameworks that are practical, not heavy-handed. Your team gets clear policies and ownership without unnecessary management. The result is fewer errors, clearer ownership, stronger controls, and faster cycle times.

    03.
    Business Continuity When Things Go Wrong
    03.
    Business Continuity When Things Go Wrong

    Your business can keep serving customers even when things go wrong, with recovery times set, tested, and reviewed.

    04.
    Visibility and Control for Leaders
    04.
    Visibility and Control for Leaders

    Risks, policies, and controls sit in one place, so leaders can see gaps and act fast. Monitoring, reporting, and dashboards further give decision-makers a sharp, high-level view of risks and actions without drowning in detail.

    05.
    Smarter Risk Management
    05.
    Smarter Risk Management

    Boards get the high-level view; teams get the checklists and tools to act today at the time of risk. We build registers, test cycles, and action logs that show not just what went wrong, but what’s being done and by when.

    Close control gaps before they become problems.

    Our advisory team helps you map risks, set owners, and track fixes with ease.
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    Services

    Our Risk and Compliance Advisory Services

    Governance Frameworks
    We offer you codes of conduct, core policies, and handbooks with mapped responsibilities. This helps in keeping leadership in control.

      Risk Register and Controls
      End-to-end registers with linked mitigations, owners, and due dates are essential for you. With their help, we can give you a single source of truth which you can consult when making decisions.

        Compliance Monitoring
        Our risk and compliance advisory services offer you planned test cycles, evidence tracking, and clear risk-ranked findings. These assist in satisfying regulators and internal review.

          Case and Incident Management
          Speak-up channels, investigation tracking, and closure logs that ensure issues are addressed, not ignored. Our risk advisory services are committed to creating solution any issues that can arise in a workplace.

            Why Choose Us?

            You need advice that is clear, fast, and built on real practice. Our senior team has run risk and compliance in-house and for clients, so we know what works and what wastes time. We keep scope, timelines, and fees in writing, and we share short updates that show progress and next steps. Boards get the high-level view; teams get the checklists and tools to act today.

            Senior Advisory Oversight

            A senior adviser leads your work, joins key reviews, and is on hand when a risk event breaks. You receive direct answers, a simple choice of options, and the reason we back each one. Decisions are logged, owners are named, and dates are set.

            Controls and Assurance

            We test what matters most and avoid noise. Each check links to a risk and a policy, with proof stored in one place. Results roll up into a clear view for leaders, so effort goes to the highest-risk gaps first.

            Transparent Pricing and Scope

            You get a written plan with tasks, outputs, and dates. Fees are clear at the start; extra items are priced before work begins. This keeps focus on delivery, not debate.

            Secure Delivery and Support

            Docs and data move through a secure portal with access rules and audit logs. Requests are tracked to close, and each fix adds to your playbook. Your team can find past work in minutes.

            Turn complex rules into simple steps.

            Partner with us to design policies, monitor controls, and stay ahead of regulatory change.
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            Our Process

            our process 2

            Discover and Scope

            We meet key people, review policies and licences, and scan past audits and fines. Risks, laws, and third-party duties are listed and ranked. We agree on goals, owners, and dates, then issue a short plan with quick wins and longer tasks. Boards see the path; teams know where to start the same week.

            our process arrow
            our process 1

            Implement and Embed

            We draft and refresh core policies, set the control map, and build the risk register. Simple tests check that key steps work in real life. Training covers who must do what and when. If a law or code changes mid-build, we add it and adjust the plan so you stay on track. Short pilots prove the approach before we roll out.

            our process 3

            Monitor and Improve

            A light monitoring plan runs each quarter. We test high-risk areas first, log results, and assign fixes with due dates. Dashboards show trend lines and time to close. Each half-year, we review the register, drop low-value checks, and add new ones where risk has moved. Boards get a one-page view, and teams get the actions needed for the next cycle.

            our process arrow

            FAQ Question

            Frequently Asked Questions

            Policy and control design, a live risk register, a test plan, and clear roles. We also run training, build evidence packs, and support board and regulator meetings.
            Most firms reach a working baseline in 4–8 weeks. You get core policies, a risk register, key tests, and a short plan for fixes and next steps.
            Yes. We use your existing spreadsheets or GRC systems and set simple templates for risks, controls, tests, and actions so teams do not need to relearn new tools.
            We assemble a document pack with policies, test results, and logs, then rehearse likely questions. Owners, dates, and fixes are tracked so every point has a clear status.
            We track time to close issues, repeat findings, high-risk test coverage, and trend lines by function. Boards get a one-page view each cycle with the top actions for the next period.